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How to Choose a Financial Advisor Representation Attorney in Florida

As a financial advisor, you understand that every investment carries a certain degree of risk. And although you disclose the potential risks of different investments to your clients, some will ultimately pursue legal action against you for their losses,

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When FINRA Arbitration Awards Go Unpaid

As an investor who has been victimized by a financial professional, it is only natural to seek compensation for your losses. Fortunately, the FINRA arbitration process offers aggrieved investors the opportunity to do just that.

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An Overview of the FINRA Arbitration Process for Investors

For investors who wish to file a claim against a financial professional, the FINRA arbitration process can seem intimidating.

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Reasons Financial Advisors Find Themselves in Court

Financial advisors sometimes find themselves involved in litigation. Often, lawsuits are initiated by investors who accuse their financial advisors of fraudulent activities...

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FINRA Customer Complaint Expungement Process to Become Tougher

When a customer is dissatisfied with the work of his or her financial advisor, he or she may lodge a complaint with the Financial Industry Regulatory Authority.

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How to Avoid Natural Disaster Fraud During Hurricane Season

It seems as if hurricanes are more prevalent than ever these days—particularly in Florida. And although it may not be possible to predict when and where hurricanes may strike in the future...

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Investment Scams Expected to Increase Amid the Coronavirus Outbreak

Scammers tend to thrive in times of crisis. These unscrupulous individuals view times of uncertainty as opportunities to prey on people’s fears and insecurities.

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What Is Churning?

Investment advisors, brokers, and other financial professionals have a duty to act in the best interests of their clients. Unfortunately, however, certain individuals involved in the financial industry sometimes attempt to enrich themselves at their clients’ expense.

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What Happens when FINRA Arbitration Awards Go Unpaid?

Investors trust their financial professionals to help them make sound decisions with their money. Unfortunately, however, financial professionals sometimes take advantage of this trust, defrauding their clients out of large sums of money

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FINRA’s Virtual Arbitration Hearings Produce Atypical Results

In-person arbitration hearings at the Financial Industry Regulatory Authority (FINRA) have been on hold since COVID-19 hit U.S.

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